The Financial Industry Regulatory Authority (formerly known as the National Association of Securities Dealers or “NASD”) has exclusive jurisdiction to hear and to rule upon claims made by investors against their financial advisors or securities brokers and financial service firms. These claims include fraud, suitability fraud, negligence, breach of fiduciary duty, breach of contract, front-running, churning, and other violations of federal securities laws and state Blue Sky laws.
In addition, FINRA rules on claims made between a securities broker or a financial advisor and a member…
Joe has practiced law in Ohio for over 40 years. He is rated A-V Preeminent by Martindale-Hubbell and has been involved in a number of significant Ohio cases.
Earned the Martindale-Hubbell “A-V Preeminent” peer-rated designation.…
Lane Alton is pleased to announce that nine of its lawyers are on the Super Lawyers, Top 50 Columbus Lawyers or Rising Stars lists for 2019.
Super Lawyers 2019:
Joseph A. Gerling – Civil Litigation
Edward Hubbard – Civil Litigation
Lane Alton | Two Miranova Place | Suite 220 | Columbus, OH43215-7050 Phone: (614) 228-6885| Fax: (614) 228-0146| Email:
Valet parking provided at building entrance between 6:00 AM and 6:00 PM. Nearby metered parking is also available. See Directions.